UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bubbles Holdings, L.P. 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
X | |||
Catterton Management Company, L.L.C. 599 WEST PUTNAM AVENUE GAITHERSBURG, CT 06830 |
X |
BUBBLES HOLDINGS, L.P., By: Bubbles Holdings GP, LLC, Its: General Partner, By: /s/ Matthew Lischick, Name: Matthew Lischick, Title: Vice President and Secretary | 10/28/2020 | |
**Signature of Reporting Person | Date | |
CATTERTON MANAGEMENT COMPANY, L.L.C., By: /s/ Daniel Reid, Name: Daniel Reid, Title: Deputy General Counsel and Chief Compliance Officer | 10/28/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Entities controlled by Catterton Management Company, L.L.C. hold a majority of the limited partnership interests in Bubbles Holdings, L.P. through Bubbles Investor Aggregator, L.P., and the rest of the limited partnership interests are indirectly held by GIC and others, including Leslie's, Inc.'s current and former executive officers, directors and employees. |