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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Weddell Steven M 2005 EAST INDIAN SCHOOL ROAD PHOENIX, AZ 85016 |
See Remarks. |
/s/ Steven M. Weddell | 11/02/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc. |
(2) | The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution. |
Remarks: Executive Vice President, Chief Financial Officer, Secretary and Treasurer |