FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIESFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/16/2024 |
3. Issuer Name and Ticker or Trading Symbol
Leslie's, Inc. [ LESL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Common Stock, par value $0.001 per share | 4,366 | D |
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to purchase shares | (1) | 10/28/2030 | Common Stock | 14,706 | 17 | D | |
Restricted Stock Units(2) | (3) | (3) | Common Stock | 775 | 0(3) | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 1,246 | 0(4) | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 5,010 | 0(5) | D |
Explanation of Responses: |
1. Represents a grant of options to purchase shares ("Options"), of which 11,030 Options vested in equal amounts on October 28, 2021, October 28, 2022, and October 28, 2023, and of which the remaining 3,676 Options will vest on October 28, 2024, subject to Mr. Lindquist's continuous employment or service with the Issuer of an affiliate until the applicable vesting date. |
2. Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. |
3. Represents a grant of RSUs which will vest in equal installments on January 27, 2025 and January 27, 2026, subject to Mr. Lindquist's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. |
4. Represents a grant of RSUs which will vest in equal installments on December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. Lindquist's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. |
5. Represents a grant of RSUs which will vest in equal installments on December 7, 2024, December 7, 2025, December 7, 2026, and December 7, 2027, subject to Mr. Lindquist's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. |
Remarks: |
SVP, General Counsel and Corporate Secretary |
/s/ Benjamin Lindquist | 04/19/2024 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.